SEC to host virtual national compliance seminar for investment companies and advisers on November 19, 2026

The Securities and Exchange Commission's Compliance Outreach Program announced it will host a virtual national seminar on November 19, 2026, aimed at helping chief compliance officers and senior personnel at investment advisory firms and investment companies enhance compliance programs to protect investors. Topics include information security, operational resiliency, registered investment adviser and private fund adviser topics, registered investment company topics, and current issue briefings.