SEC and AMF Sign MOU to Strengthen Cross‑Border Oversight of Investment Advisers
Current overview (not historical)
The U.S. Securities and Exchange Commission (SEC) and France’s Autorité des Marchés Financiers (AMF) have signed a Memorandum of Understanding to establish a cross‑border regulatory cooperation framework focused on investment advisers and investment service providers. Under the agreement, the SEC will handle new and pending registration applications for asset‑management firms regulated by the AMF that wish to operate as investment advisers in the United States. In return, the AMF will receive regulatory information and oversight support from the SEC, facilitating the supervision of AMF‑regulated asset‑management companies that provide investment advisory services abroad. The MOU is intended to streamline regulatory processes, improve information sharing, and enhance the overall oversight of investment advisory activities across the two jurisdictions.
Written with AI from the reporting · updated 10/20/2026
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- 1Unclassified fact stationOct 20, 23:33single sourcereport-time onlyrevised
SEC 和 AMF 签署监管备忘录 加强投资顾问与投资服务提供商合作
Read original source ↗ U.S. SEC · Press ReleasesReplay this moment in the explorerEvidence & revisions · 1 source records
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- Oct 20, 21:25
- First seen (known side)：
- Oct 20, 23:33
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- U.S. SEC · Press ReleasesFirst-party sourceRelated fact: single sourceFact occurrence time unverifiedSource report revisedSEC and AMF sign MOU to enhance cross-border supervision of investment advisers
Report first recorded Oct 20, 23:33
The U.S. SEC and French AMF signed a Memorandum of Understanding to facilitate information-sharing and consultation in the supervision of investment advisers and investment service providers. The agreement enables the SEC to process registration applications from AMF-supervised asset management companies seeking to operate in the United States.
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